A robust, focused regulatory compliance team which provides direct compliance interaction and support through experienced and knowledgeable consultants who have served as "hands on" chief compliance officers, operations officers and in house general counsel with firms such as yours. In a very real sense, Compass integrates its support services into your business model and processes in a seamless fashion.


Complete Support Platform for Regulatory Compliance with the Investment Advisers Act of 1940

Annual Compliance Reviews

Compliance with State Securities Agency Registration and Compliance Requirements

Regulatory Due Diligence Reports

© Compass Compliance Services, LLCPost Office Box 8694Greenville, South Carolina 29604(864) 271-8708